Senior Internal Auditor

4 Months ago • 3-5 Years • Finance

Job Summary

Job Description

Interactive Brokers seeks an experienced auditor with 3-5 years of financial services experience to conduct independent assessments of their broker dealer entities. Candidates must have strong analytical skills and experience with AML/Financial Crimes regulations.
Must have:
  • Financial Services
  • Auditing Experience
  • AML/Financial Crimes
  • Control Deficiencies
Good to have:
  • CPA Certification
  • Risk-Based Approach
  • Independent Third Parties
  • Data Analytical Tasks
Perks:
  • Competitive Salary
  • Annual Bonus

Job Details

Job Description

Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry.

 Responsibilities

  • Conduct audits of firm’s programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
  • Plan and execute audit test steps
  • Prepare audit report that document identified control deficiencies
  • Communicate audit findings to the management and obtain remedial action plans
  • Track remedial action plans to completion
  • Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
  • Assist in ad-hoc projects or other audits of group entities

 Requirements

  • 3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
  • Ability to identify gaps in controls at the macro level
  • CPA certification is a plus
  • Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
  • Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
  • Capable of performing data analytical tasks

Company Benefits & Perks

  • Competitive salary, annual performance-based bonus and stock grant
  • Retirement plan 401(k) with a competitive company match
  • Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
  • Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
  • Paid time off and a generous parental leave policy
  • Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
  • Corporate events, including team outings, dinners, volunteer activities and company sports teams
  • Education reimbursement and learning opportunities
  • Modern offices with multi-monitor setups

 

#LI-AI1

Similar Jobs

Maersk Careers - Software Engineer

Maersk Careers

Shanghai, Shanghai, China (On-Site)
4 Months ago
Maximum Games - Senior Accountant

Maximum Games

Walnut Creek, California, United States (Hybrid)
2 Weeks ago
ByteDance - HR Shared Services Center Senior Specialist - HR Operations - Austin

ByteDance

Austin, Texas, United States (On-Site)
1 Month ago
PwC - IN_Manager _SAP SD/OTC_Enterprise App SAP_Advisory_Mumbai

PwC

Mumbai, Maharashtra, India (On-Site)
2 Months ago
PwC - Starszy Konsultant / Starsza Konsultantka | Finance of the Future (controlling advisory)

PwC

Warsaw, Masovian Voivodeship, Poland (Hybrid)
3 Months ago
Lionsgate Games - Manager, TV Finance

Lionsgate Games

Santa Monica, California, United States (On-Site)
1 Month ago
Epic Games - Strategic Finance Intern

Epic Games

Cary, North Carolina, United States (On-Site)
6 Days ago
PwC - Senior Associate/Manager, Deals Advisory

PwC

Kuching, Sarawak, Malaysia (On-Site)
3 Months ago
Rockstar Games - Senior Associate, Strategic Planning

Rockstar Games

New York, New York, United States (On-Site)
3 Months ago

Get notifed when new similar jobs are uploaded

Similar Skill Jobs

Bungie - Marathon Global Community Lead

Bungie

United States (Hybrid)
1 Month ago
N-iX - Project Manager (Middle/Senior)

N-iX

Ukraine (Remote)
5 Days ago
Samsung Semiconductor - Senior Principal Engineer, AI/ML Software Compiler

Samsung Semiconductor

San Jose, California, United States (Hybrid)
4 Months ago
Starbreeze Studios - Character Artist (PAYDAY/PUBG)

Starbreeze Studios

Stockholm, Stockholm County, Sweden (Hybrid)
6 Days ago
ByteDance - Threat Intelligence Engineer, Security Assurance - 2025 Start

ByteDance

Singapore (On-Site)
3 Months ago
Keen Software House - Senior Tools Programmer

Keen Software House

Prague, Prague, Czechia (Remote)
2 Weeks ago
The Walt Disney Company - Dry Dock Manager of Technical

The Walt Disney Company

London, England, United Kingdom (On-Site)
1 Week ago
ByteDance - Channel Risk Expert - Global Payment

ByteDance

Singapore (On-Site)
3 Weeks ago
Go Fund Me - Manager, Software Engineering (Integrations)

Go Fund Me

San Francisco, California, United States (Hybrid)
1 Month ago
PwC - IN_Manager_Digital Strategy _IT Function Transformation _Advisory_Mumbai

PwC

Mumbai, Maharashtra, India (On-Site)
2 Months ago

Get notifed when new similar jobs are uploaded

Jobs in Greenwich, Connecticut, United States

ION - First Line Support Analyst - 7911

ION

Jersey City, New Jersey, United States (On-Site)
4 Months ago
Anavation - Senior Android Software Engineer

Anavation

Quantico, Virginia, United States (On-Site)
3 Months ago
Riot Games - Senior Benefits Analyst - LOA & Accomodations

Riot Games

Los Angeles, California, United States (On-Site)
5 Months ago
The Walt Disney Company - Senior Software Engineer, Machine Learning - Ad Platforms

The Walt Disney Company

San Francisco, California, United States (On-Site)
2 Months ago
Google - Student Researcher, BS/MS, Winter/Summer 2025

Google

Mountain View, California, United States (On-Site)
3 Months ago
Skybound Entertainment - Senior Franchise Producer, The Walking Dead

Skybound Entertainment

Los Angeles, California, United States (On-Site)
3 Months ago
The Walt Disney Company - News & Content Manager

The Walt Disney Company

California, United States (On-Site)
21 Hours ago
The Walt Disney Company - Sr Analyst, Corporate Strategy

The Walt Disney Company

Burbank, California, United States (On-Site)
22 Hours ago
Blizzard Entertainment - Software Engineer, Service Technologies | Remote

Blizzard Entertainment

Irvine, California, United States (Hybrid)
2 Months ago
PlayStation Global - Senior Payroll Tax Analyst

PlayStation Global

United States (Remote)
3 Weeks ago

Get notifed when new similar jobs are uploaded

Finance Jobs

Starkflow - Financial Analyst

Starkflow

Gurugram, Haryana, India (On-Site)
6 Days ago
PwC - Senior Cloud & Digital Consultant - Financial Sector

PwC

Amsterdam, North Holland, Netherlands (On-Site)
4 Months ago
Collective Ace Group - Investment Analyst

Collective Ace Group

Berlin, Berlin, Germany (Remote)
4 Weeks ago
Trek - Accounts Payable Executive

Trek

Haryana, India (Hybrid)
2 Weeks ago
Netflix - Accounting Specialist (Prepaid & Other Assets)

Netflix

Manila, Metro Manila, Philippines (On-Site)
3 Months ago
SSC Technologies - Hiring Investor Services Professionals!

SSC Technologies

Navi Mumbai, Maharashtra, India (On-Site)
3 Months ago
Netflix - Content Accountant - Games & Localization

Netflix

Los Angeles, California, United States (On-Site)
3 Months ago
Playtika - FP&A Manager

Playtika

Israel (On-Site)
2 Months ago
Netflix - Associate, Payment Strategy, Planning & Analytics - Mexico

Netflix

Mexico City, Mexico City, Mexico (On-Site)
3 Months ago
Kwalee - Procurement & Finance Administrator

Kwalee

Bengaluru, Karnataka, India (On-Site)
1 Month ago

Get notifed when new similar jobs are uploaded

About The Company

Greenwich, Connecticut, United States (Hybrid)

Hong Kong Island, Hong Kong (On-Site)

Greenwich, Connecticut, United States (On-Site)

Mumbai, Maharashtra, India (On-Site)

Mumbai, Maharashtra, India (On-Site)

Hong Kong Island, Hong Kong (On-Site)

Chicago, Illinois, United States (On-Site)

View All Jobs

Get notified when new jobs are added by Interactive Brokers

Level Up Your Career in Game Development!

Transform Your Passion into Profession with Our Comprehensive Courses for Aspiring Game Developers.

Job Common Plug